CISI Investment Advice Diploma Preparation
Apply regulatory, ethical, investment, taxation, and selected technical-unit knowledge to client and market cases.
CISI Investment Advice Diploma Preparation. Candidates for the UK investment advice qualification. Apply regulatory, ethical, investment, taxation, and selected technical-unit knowledge to client and market cases. This course is preparation and education only; it does not award a licence, registration or qualification — requirements and official syllabuses are set by the Chartered Institute for Securities & Investment (CISI). Every lesson includes tutor notes, a practical lab, worked exercises and a 12-question quiz you must pass at 80%, followed by a pooled final exam and free and paid practice tests.
Curriculum
One complete track with its own final exam and certificate.
14 modules mapped to the official examination areas, from foundations to final mocks.
Qualification and financial-services foundations. Practice activity: Choose and map the IAD pathway.
- 1.1 Core units, technical-unit selection, and exam resources Lab90 min
- 1.2 1.2 UK financial institutions, markets, and intermediaries Lab90 min
- 1.3 1.3 Adviser competence, qualification, and authorization distinctions Lab90 min
- 1.4 1.4 Diagnostic test and unit-specific study schedule Lab90 min